The rapid advance of the Islamist militant group the Islamic State in Iraq and Syria (ISIS) that began in June of 2014 shocked the international community due to its ferocity and the sheer inability of the Iraqi Security Forces (ISF) to stop the group’s progress. ISIS has now taken control of significant portions of north-western Iraq, declaring its goal of establishing an Islamic caliphate through Iraq and Syria.
Throughout the ISIS onslaught and the ISF counter-offensive, civilian populations have suffered gravely. Among the most troubling consequences are the targeting and expulsion of ethnic and religious minorities, as well as mass displacement that has affected nearly 1.2 million Iraqis. The United Nations, civil society groups, and the wider international community have expressed extreme dismay at the unfolding situation, sounding alarm bells over the commission of atrocities and the worsening humanitarian situation.
The recent announcement by U.S. President Barack Obama that he had authorized airstrikes and humanitarian airdrops, in part to protect the Yazidi minorities stranded and besieged on Mount Sinjar, is reflective of the dire situation. Many have hailed this move, as well as the offer of various forms of assistance by European governments, as necessary measures to prevent the imminent genocide of the Yazidi population, and a clear example of upholding the second pillar of the Responsibility to Protect (RtoP). Encouraging as this is, premature celebration would be naïve, as much work remains to solve the political impasse and humanitarian emergency that prevents the Iraqi state from upholding its primary protection obligations.
ISIS Targeting Iraq’s Minorities
Since the early days of the ISIS advance, ICRtoP member Human Rights Watch has documented the persecution of minority groups in great detail. In a statement released in July, the organization noted the “killing, kidnapping, and threatening” of religious and ethnic minorities in Mosul and the surrounding area. Middle East Director Sarah Leah Whitson warned that “Being a Turkman, a Shabak, a Yazidi, or a Christian in ISIS territory can cost you your livelihood, your liberty, or even your life.” She went on to state that “ISIS seems intent on wiping out all traces of minority groups from areas it now controls in Iraq.”
Violence against Iraq’s minorities is alarming for the fact that such targeting is identified as an indicator for determining the risk of genocide under the Analysis Framework released by the Office of the Special Adviser for the Prevention of Genocide. Indeed, ISIS has gone about destroying religious and cultural relics deemed heretical, while most of the Christian population have fled Mosul after the July 19th ultimatum to convert to Islam, pay a tax, flee or be killed. This practice has spread to other Iraqi towns in recent days, as ISIS has begun to challenge the Kurdish Regions of Iraq, resulting in more devastating consequences for minority groups.
The smoking gun that triggered a more proactive international response was the attack on the town of Sinjar that left approximately 25,000 Yazidi Iraqis trapped in the Sinjar Mountains. Before rescue efforts began, stranded Yazidis faced the very real risk of being slaughtered by ISIS as they attempted to leave, while those who remained were cut-off from adequate food and water supplies. ISIS is believed to have killed several hundred Yazidis and threats from the Islamist group and other sympathetic Sunnis continue.
While it has been reported that many Yazidis have since been rescued, other accounts claim that those too weak to leave – namely children, the elderly, and the sick – remain immobilized on the mountain. Iraq’s Christian population faces similar dangers, as Qaraqosh – the largest Christian town in Iraq – was recently overrun, creating 200,000 additional refugees that have faced the same ultimatum as those in and around Mosul.
UN Officials Respond to Mass Atrocities, Invoke RtoP
These worrisome developments have prompted a number of UN experts to express grave concern. The Special Rapporteur on minority issues, Rita Izsák has since stated that “All possible measures must be taken urgently to avoid a mass atrocity and potential genocide within days or hours – civilians need to be protected on the ground and escorted out of situations of extreme peril.” She added that “the responsibility to protect populations at risk of atrocity crimes falls both on the Iraqi Government and the international community.”
The Special Advisers to the Secretary-General on the Prevention of Genocide and The Responsibility to Protect, Adama Dieng, and Jennifer Welsh also condemned the attacks, warning that such acts “constitute grave violations of human rights and international humanitarian law and may amount to war crimes and crimes against humanity” Ominously, they also cautioned that “The reports we have received of acts committed by the “Islamic State” may also point to the risk of genocide.” Like other UN officials, they have called on regional and global actors to provide support to help avert further atrocity crimes.
Additionally, the Special Representative to the Secretary-General on Sexual Violence in Conflict, Zainab Hawa Bangura and the Special Representative of the Secretary-General for Iraq, Nickolay Mladenov drew special attention to the plight of vulnerable women, girls and boys after reporting that “Atrocious accounts on the abduction and detention of Yazidi, Christian, as well as Turkomen and Shabak women, girls and boys, and reports of savage rapes, are reaching us in an alarming manner.” The two jointly condemned these acts of sexual violence as potential war crimes and crimes against humanity, while joining other UN officials in invoking RtoP.
RtoP’s Second Pillar in Action
While the term ‘Responsibility to Protect’ was not used directly in authorizing airstrikes in Iraq, the action taken by the U.S. and others was requested by the Iraqi Government, and done—at least in part—with the intent of preventing an imminent genocidal threat to civilians. For all intents and purposes, the assistance offered constitutes a second pillar response to a mass atrocity situation.
As ICRtoP’s recent publication on the matter explains, pillar two can indeed include the use of force when requested by a sovereign state; though this is usually subordinated to capacity-building measures that allow states to uphold their primary protection obligations. The latter has been pledged by the UK and Germany and includes financial and non-lethal aid to the Iraqi army, in addition to France’s offer to transfer arms to the Kurds.
Prominent RtoP scholars and advocates have confirmed the legitimacy of the U.S. intervention, lauding it as an appropriate measure to protect Iraq’s minorities. For example, Gareth Evans wrote in an article titled “The Right Iraqi Invasion” that:
“The United States’ action is completely consistent with the principles of the international responsibility to protect (R2P) people at risk of mass-atrocity crimes…The US military intervention touches all the necessary bases of legality, legitimacy and likely effectiveness in meeting its immediate objectives.”
Similarly, Alex Bellamy clarified the intervention’s second pillar nature by stating:
“This US action to help protect Iraq’s civilians from ISIS sits squarely under pillar two of the Responsibility to Protect (R2P) principle, which relates to the international community’s responsibility to assist states to fulfill their responsibility to protect their populations…The use of force comes in response to a specific request for assistance from a member state—helping a state fulfill its R2P (as mentioned in paragraph 138 of the 2005 World Summit Outcome on R2P) and assisting a state under stress (paragraph 139 of the same agreement).”
Certainly, such assistance is a positive development for the Yazidi population, and a welcome example of the international community embracing its second pillar responsibilities. However, many challenges remain to permanently defeat the ISIS threat and to ensure all civilians are protected in Iraq.
A More Effective Pillar II Response
There is widespread acknowledgement that at the heart of the crisis is the political division between Sunni, Shia, and Kurds that has been fermented by Prime Minister Nouri al-Maliki’s sectarian form of governance, and prevented any unified response to extremism. In recognizing this reality, Obama reiterated a key tenant of the U.S. strategy when he authorized military action, stating that ultimately there can be “no military solution to the larger crisis in Iraq.”
It is worth noting again that while current U.S. action falls within the second pillar of RtoP, there are also non-military protection measures that can be taken. While this includes the financial and logistical assistance provided by European countries, additional contributions can include dialogue and mediation assistance to help Iraqis overcome divisive issues obscuring the path to reconciliation. It is also important that actors assess how their assistance affects the likelihood of the further commission of atrocity crimes, and that action is taken accordingly.
In this vein, the recent Security Council resolution that extended the United Nations Assistance Mission in Iraq (UNAMI) recognized the importance of dialogue and reconciliation and stressed the need for continued support to the Iraqi people, civil society and the Government in this regard.
International Crisis Group also recommends that “International recognition of Maliki’s legitimacy, or that of any successor, should be contingent on statesmanship, namely immediate and consequential movement on the reforms expected of him for years,” thus ensuring that the patterns of exclusion and repression are not repeated.
RtoP’s second pillar also outlines a role for international actors to assist Internally Displace Persons when the capacity of the state to protect these groups is weak or non-existent. To this end, Amnesty International has encouraged an expanded effort to provide relief, stating “The Iraqi central government, the Kurdish Regional Government, donor countries and international agencies must take concerted action to provide safe shelter and humanitarian assistance to men, women and children of all backgrounds forced to flee in the face of such ferocious brutality.”
The recent UN declaration that Iraq has reached a third level humanitarian emergency was made in hopes that it will “facilitate mobilization of additional resources in goods, funds and assets to ensure a more effective response to the humanitarian needs of populations affected by forced displacements.” It is now mostly up to the international community to provide this support.
Uniting to Protect Iraq’s Civilians
In Iraq, there remains a dual challenge of ensuring the immediate protection needs of threatened populations, and achieving a long-term political solution backed by a unified government, representative of all segments of society. Maliki’s recent decision to step down after tension over the selection of Haidar Al-Abadi as his replacement is a positive sign of progress. Further pressure from the international community is needed to encourage Iraq’s leaders to set aside political and sectarian grievances and unite for the common cause of defending Iraq’s civilians from the extremist threat and averting an all out civil war. As UN High Commissioner for Refugees António Guterres warned “There is no way humanitarians can clean up the mess made by politicians. What they really need is peace.”